FinancialReportingandtheSECin Other (Other) by jordan1128
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Financial Reporting and the SEC Jordan Hill Ashford University Financial Accounting and Analysis BUS 591 Dr. Havel November 11, 2019 The Security and Exchange Commission, commonly known as the SEC, was established in 1934 to help restore investor confidence in the wake of the 1929 stock market crash (Chen, 2019, p. 1). The SEC's primary function is to oversee organizations and individuals in the securities markets, including securities exchanges, brokerage firms, dealers, investment advisors, and investment funds. Through established securities rules and regulations, the SEC promotes disclosure and sharing of market-related information, fair dealing, and protection against fraud. It provides investors with access to registration statements, periodic financial reports, and other...